Sr. Executive - Inspection & Audit Job in Multi Commodity Exchange Of India Ltd

Sr. Executive - Inspection & Audit

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Job Summary
  • Process Inspection reports, Issuing Letter of Observations (LO), follow-up with Members for reply to LO, Reply analysis, seeking approval for issuance of action taken letter, Recovery of penalty, obtaining Compliance Certificate.
  • Preparing Agenda for Committee meetings / Circulate Agenda / Prepare Draft minutes of meeting.
  • Prepare / compile information / data for various MIS (Monthly/Quarterly/Annually, etc.)
  • Drafting Show Cause Notices and issue them to Members for violations / non-compliances
  • Initiate Expulsion proceedings / prepare and palace the Agenda before the Relevant Authority .
  • Providing Status reports to other departments and SEBI.
  • Co-ordinate with lawyers for appeal filed in SAT.
  • Preparing data for Inspection of the Exchange / resolving inspection queries.
  • Providing data for External and Internal audit and resolving audit queries.
  • Web content updates related to Inspection & Audit
  • Coordinating with Auditors / Regulator
  • Ensuring periodical submissions to the regulator

  • Qualification :
    Candidate should have completed his CA / CS
    Experience Required :

    3 to 5 Years

    Vacancy :

    2 - 4 Hires

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