Sr. Executive - Inspection & Audit Job in Multi Commodity Exchange Of India Ltd
Sr. Executive - Inspection & Audit
Multi Commodity Exchange Of India Ltd
4+ weeks ago
- Mumbai, Maharashtra
- Not Disclosed
- Full-time
Job Summary
Process Inspection reports, Issuing Letter of Observations (LO), follow-up with Members for reply to LO, Reply analysis, seeking approval for issuance of action taken letter, Recovery of penalty, obtaining Compliance Certificate. Preparing Agenda for Committee meetings / Circulate Agenda / Prepare Draft minutes of meeting. Prepare / compile information / data for various MIS (Monthly/Quarterly/Annually, etc.) Drafting Show Cause Notices and issue them to Members for violations / non-compliances Initiate Expulsion proceedings / prepare and palace the Agenda before the Relevant Authority . Providing Status reports to other departments and SEBI. Co-ordinate with lawyers for appeal filed in SAT. Preparing data for Inspection of the Exchange / resolving inspection queries. Providing data for External and Internal audit and resolving audit queries. Web content updates related to Inspection & Audit Coordinating with Auditors / Regulator Ensuring periodical submissions to the regulator
Qualification : Candidate should have completed his CA / CS
Qualification : Candidate should have completed his CA / CS
Experience Required :
3 to 5 Years
Vacancy :
2 - 4 Hires
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