Assistant Vice President (avp), Compliance Assurance Gsc's Job in Hsbc

At a high level, the role holder will be responsible for the following: Customise and localise standard test scripts and then evaluate assigned controls for design and operating effectiveness, raise issues as appropriate. Ensure that assigned control assessments are accurate, effective, abide by Compliance Assurance procedures and templates, and meet quality control requirements. Ensure that assigned control assessments are delivered on time, in accordance with the Compliance Assurance assessment plan. Supervise the delivery of assigned control assessments using experience and knowledge to intervene and redirect testing as required, resolving or redirecting escalations as required. Manage control owners and other stakeholders, ensuring the success of each assigned reviews, minimising contention where possible and requesting support where deemed necessary. Manage the documentation of distinct control types, covering key aspects, such as remit, main processes and handovers to other teams. Ensure that issue owners complete sufficient root cause analysis for all material issues and have appropriate remediation plans in place. Requirements What you will need to succeed in the role: 6+ years experience in financial services compliance, testing, audit and/or legal management experience or equivalent. Good understanding of financial crime and/or regulatory compliance and/or the aptitude to develop this understanding in good time, and must be familiar regarding relevant regional laws, regulations and the overall regulatory environment. Minimum Bachelor s degree in related field such as business, finance, law or equivalent experience; Master s degree preferred. Proven organisational, planning, interpersonal, managerial, analytical, problem-solving, decision-making, and team building skills. Experience working with local and regional stakeholders, and an understanding of global standards of quality. Requires understanding of the changing regulatory landscape regarding compliance functions within the banking industry. Experience utilising assurance automation and analytics tools preferred. Proficient with Microsoft Office.